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Registered number: 11026111









PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED

ANNUAL REPORT AND FINANCIAL STATEMENTS

FOR THE YEAR ENDED 30 JUNE 2025

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

COMPANY INFORMATION


DIRECTORS
M J Gayner (resigned 1 January 2025)
A Chambers 
M Bonham (resigned 1 January 2025)
B Cossey 
K Devani (appointed 1 January 2025)




REGISTERED NUMBER
11026111



REGISTERED OFFICE
C/O Norose Company Secretarial Services Ltd
3 More London Riverside

London

SE1 2AQ




INDEPENDENT AUDITORS
Price Bailey LLP
Chartered Accountants & Statutory Auditors

Tennyson House

Cambridge Business Park

Cambridge

CB4 0WZ





 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

CONTENTS



Page
Strategic Report
 
1 - 3
Directors' Report
 
4 - 5
Independent Auditors' Report
 
6 - 9
Statement of Comprehensive Income
 
10
Balance Sheet
 
11
Statement of Changes in Equity
 
12 - 13
Notes to the Financial Statements
 
14 - 25


 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STRATEGIC REPORT
FOR THE YEAR ENDED 30 JUNE 2025

INTRODUCTION
 
We aim to present a balanced and comprehensive report on the development and performance of our business during the year and its position at year end.
Our report is consistent with the size and non-complex nature of the business and is written in the context of the risks and uncertainties we face.

BUSINESS REVIEW
 
Pinnacle Investment Management UK Limited (“PIML UK”) is a wholly-owned subsidiary of Pinnacle Investment Management Group Limited (“PNI”), an ASX-listed multi-affiliate fund management group. PIML UK provides distribution and operational support to PNI and its affiliates in the UK and Europe, which is a strategically important market.

PRINCIPAL RISKS AND UNCERTAINTIES
 
The Company is committed to ensuring it has the financial strength and capital adequacy to support the growth of the business and meet the requirements of regulators, the Financial Conduct Authority (FCA). The Company manages these risks by monitoring the capital adequacy position monthly. It is required to report to the FCA quarterly. The Directors are confident that the Company will continue to meet its capital adequacy requirements in future.
PIML UK operates as part of the broader PNI Group and benefits from the strategic, operational and infrastructure support provided by its Australian parent, Pinnacle Investment Management Limited (a fellow subsidiary of PNI). PIML UK exists to support its staff and the Group’s international growth objectives. The Directors confirm that there are no current intentions to wind up PIML UK within the next 18 months, and it remains a key component of the Group’s long-term international strategy.

FINANCIAL KEY PERFORMANCE INDICATORS
 
Turnover AUD 4,248,935 - (2024 - AUD 3,156,563)
Profit before tax AUD 1,769,859 - (2024 - AUD 70,412) 

OTHER KEY PERFORMANCE INDICATORS
 
There are no non-financial indicators to note for the reporting year.

Page 1

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 JUNE 2025

DIRECTORS' STATEMENT OF COMPLIANCE WITH DUTY TO PROMOTE THE SUCCESS OF THE COMPANY
 
The Directors, in line with their duties under s172 of the Companies Act 2006, act individually and collectively in the way they consider, in good faith, would be most likely to promote the success of the Company for the benefit of its member, and in doing so have regard, amongst other matters, to the:
• likely consequences of any decision in the long term;
• interests of the company's employees;
• need to foster the company's business relationships with suppliers, customers, and others;
• impact of the company's operations on the community and the environment;
• desirability of the company maintaining a reputation for high standards of business conduct;
• need to act fairly as between members of the company.
The Directors’ regard to these matters is embedded in their decision-making process, through the Company’s business strategy, culture, governance framework, management information flows and stakeholder engagement processes.
The Company’s business strategy is focused on achieving success for the Company in the long-term. In setting this strategy, the Board takes into account the impact of relevant factors and stakeholder interests on the Company’s performance. The Board also identifies principal risks facing the business and sets risk management objectives.
The Board promotes a culture of upholding the highest standards of business conduct and regulatory conduct. The Directors ensure these core values are communicated to the Company’s employees and embedded in the Company’s policies and procedures, employee induction and training programmes and its risk and control oversight framework.
The Directors recognise that building strong and lasting relationships with our stakeholders will help us to deliver our strategy in line with our long-term values, and operate a sustainable business.
The Directors are supported in the discharge of their duties by:
• Processes which ensure the provision of timely management information and escalation through reporting lines to the Board from the Company’s business areas, its risk and control functions, and support teams; 
• Agenda planning for Board meetings to provide sufficient time for the consideration and discussion of key matters.
Stakeholders
The Board understands the importance of engagement with all of its stakeholders and gives appropriate weighting to the outcome of its decisions for the relevant stakeholder in weighing up how best to promote the success of the Company.
The Board regularly discusses issues concerning employees, clients, suppliers and community and environment, which it takes into account in its discussions and in its decision-making process.
In addition to this, the Board seeks to understand the interests and views of the Company’s stakeholders by engaging with them directly when required. The below summarises the key stakeholders and how we engage with each:
Employees
The Board recognises that employees are the backbone of the business and a key asset. Our employees
contribute to a positive working culture and healthy working environment. Employees are key to the success of our business.
In addition to the objective of being a responsible employer in our approach to pay and benefits, we continue to engage with our team and external consultants (where applicable) to ascertain which training and development opportunities should be made available to employees. The overarching aim is to improve our team’s productivity and our individual employees’ potential within the business.
 
Page 2

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 JUNE 2025


Clients
Clients are at the centre of our business. We aim to build lasting relationships with current and potential clients to understand their objectives and requirements. We take a consultative approach with clients focused on building long-term relationships and solving their investment challenges. We are in regular contact with clients in order to meet their defined investment, reporting and service requirements. This includes attending regular update calls, webinars, and face to face meetings, depending on client preferences.
Suppliers
As a global business, we work with a wide range of suppliers both in the U.K. and globally. We remain committed to being fair and transparent in our dealings with all of our suppliers.
The Finance Function (under the Chief Financial Officer) is appointed to review and oversee the appointment and provision of services by suppliers, including initial and ongoing due diligence.
The Finance function updates the Board on a regular basis. The Company has procedures requiring due diligence of suppliers with regard to their internal governance, including for example, their anti-bribery and corruption practices, data protection policies and modern slavery matters.
The Company has systems and processes in place to ensure suppliers are paid in a timely manner.
Community and Environment
The Board’s approach to social responsibility, diversity & the community is of high importance. We strive to create sustainable value and help our investor base in seeking more meaningful returns. Corporate social responsibility principles are part of our culture and decision-making process.
Shareholders
We seek to behave in a responsible manner towards our shareholders, recognising the importance of a continuing effective dialogue, in accordance with Company policy. The Board communicates information relevant to its shareholders.


This report was approved by the board on 21 October 2025 and signed on its behalf.



A Chambers
Director

Page 3

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
DIRECTORS' REPORT
FOR THE YEAR ENDED 30 JUNE 2025

The directors present their report and the financial statements for the year ended 30 June 2025.

PRINCIPAL ACTIVITY

The principal activity of the company is to provide distribution and support services to its parent company, and its affiliated fund managers.

DIRECTORS

The directors who served during the year were:

M J Gayner (resigned 1 January 2025)
A Chambers 
M Bonham (resigned 1 January 2025)
B Cossey 
K Devani (appointed 1 January 2025)

DIRECTORS' RESPONSIBILITIES STATEMENT

The directors are responsible for preparing the Strategic Report, the Directors' Report and the financial statements in accordance with applicable law and regulations.
 
Company law requires the directors to prepare financial statements for each financial year. Under that law the directors have elected to prepare the financial statements in accordance with applicable law and United Kingdom Accounting Standards (United Kingdom Generally Accepted Accounting Practice), including Financial Reporting Standard 102 ‘The Financial Reporting Standard applicable in the UK and Republic of Ireland'. Under company law the directors must not approve the financial statements unless they are satisfied that they give a true and fair view of the state of affairs of the Company and of the profit or loss of the Company for that period.

 In preparing these financial statements, the directors are required to:


select suitable accounting policies for the Company's financial statements and then apply them consistently;

make judgments and accounting estimates that are reasonable and prudent;

state whether applicable UK Accounting Standards have been followed, subject to any material departures disclosed and explained in the financial statements;

prepare the financial statements on the going concern basis unless it is inappropriate to presume that the Company will continue in business.

The directors are responsible for keeping adequate accounting records that are sufficient to show and explain the Company's transactions and disclose with reasonable accuracy at any time the financial position of the Company and to enable them to ensure that the financial statements comply with the Companies Act 2006They are also responsible for safeguarding the assets of the Company and hence for taking reasonable steps for the prevention and detection of fraud and other irregularities.

DISCLOSURE OF INFORMATION TO AUDITORS

Each of the persons who are directors at the time when this Directors' Report is approved has confirmed that:
 
so far as the director is aware, there is no relevant audit information of which the Company's auditors are unaware, and

the director has taken all the steps that ought to have been taken as a director in order to be aware of any relevant audit information and to establish that the Company's auditors are aware of that information.

Page 4

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
DIRECTORS' REPORT (CONTINUED)
FOR THE YEAR ENDED 30 JUNE 2025

POST BALANCE SHEET EVENTS

There have been no significant events affecting the Company since the year end.

AUDITORS

The auditorsPrice Bailey LLPwill be proposed for reappointment in accordance with section 485 of the Companies Act 2006.

This report was approved by the board on 21 October 2025 and signed on its behalf.
 





................................................
A Chambers
Director

Page 5

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

OPINION


We have audited the financial statements of Pinnacle Investment Management (UK) Limited (the 'Company') for the year ended 30 June 2025, which comprise the Statement of Comprehensive Income, the Balance Sheet, the Statement of Changes in Equity and the related notes, including a summary of significant accounting policiesThe financial reporting framework that has been applied in their preparation is applicable law and United Kingdom Accounting Standards, including Financial Reporting Standard 102 ‘The Financial Reporting Standard applicable in the UK and Republic of Ireland' (United Kingdom Generally Accepted Accounting Practice).


In our opinion the financial statements:


give a true and fair view of the state of the Company's affairs as at 30 June 2025 and of its profit for the year then ended;
have been properly prepared in accordance with United Kingdom Generally Accepted Accounting Practice; and
have been prepared in accordance with the requirements of the Companies Act 2006.


BASIS FOR OPINION


We conducted our audit in accordance with International Standards on Auditing (UK) (ISAs (UK)) and applicable law. Our responsibilities under those standards are further described in the Auditors' responsibilities for the audit of the financial statements section of our report. We are independent of the Company in accordance with the ethical requirements that are relevant to our audit of the financial statements in the United Kingdom, including the Financial Reporting Council's Ethical Standard and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.


CONCLUSIONS RELATING TO GOING CONCERN


In auditing the financial statements, we have concluded that the directors' use of the going concern basis of accounting in the preparation of the financial statements is appropriate.


Based on the work we have performed, we have not identified any material uncertainties relating to events or conditions that, individually or collectively, may cast significant doubt on the Company's ability to continue as a going concern for a period of at least twelve months from when the financial statements are authorised for issue.


Our responsibilities and the responsibilities of the directors with respect to going concern are described in the relevant sections of this report.


OTHER INFORMATION


The other information comprises the information included in the Annual Report other than the financial statements and our Auditors' Report thereon. The directors are responsible for the other information contained within the Annual ReportOur opinion on the financial statements does not cover the other information and, except to the extent otherwise explicitly stated in our report, we do not express any form of assurance conclusion thereon. Our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial statements or our knowledge obtained in the course of the audit, or otherwise appears to be materially misstated. If we identify such material inconsistencies or apparent material misstatements, we are required to determine whether this gives rise to a material misstatement in the financial statements themselves. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact.


We have nothing to report in this regard.


Page 6

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED (CONTINUED)


OPINION ON OTHER MATTERS PRESCRIBED BY THE COMPANIES ACT 2006
 

In our opinion, based on the work undertaken in the course of the audit:


the information given in the Strategic Report and the Directors' Report for the financial year for which the financial statements are prepared is consistent with the financial statements; and
the Strategic Report and the Directors' Report have been prepared in accordance with applicable legal requirements.


MATTERS ON WHICH WE ARE REQUIRED TO REPORT BY EXCEPTION
 

In the light of the knowledge and understanding of the Company and its environment obtained in the course of the audit, we have not identified material misstatements in the Strategic Report or the Directors' Report.


We have nothing to report in respect of the following matters in relation to which the Companies Act 2006 requires us to report to you if, in our opinion:


adequate accounting records have not been kept, or returns adequate for our audit have not been received from branches not visited by us; or
the financial statements are not in agreement with the accounting records and returns; or
certain disclosures of directors' remuneration specified by law are not made; or
we have not received all the information and explanations we require for our audit.


RESPONSIBILITIES OF DIRECTORS
 

As explained more fully in the Directors' Responsibilities Statement set out on page 4, the directors are responsible for the preparation of the financial statements and for being satisfied that they give a true and fair view, and for such internal control as the directors determine is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error.


In preparing the financial statements, the directors are responsible for assessing the Company's ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Company or to cease operations, or have no realistic alternative but to do so.


Page 7

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED (CONTINUED)


AUDITORS' RESPONSIBILITIES FOR THE AUDIT OF THE FINANCIAL STATEMENTS
 

Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an Auditors' Report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with ISAs (UK) will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of these financial statements.


Irregularities, including fraud, are instances of non-compliance with laws and regulations. We design procedures in line with our responsibilities, outlined above, to detect material misstatements in respect of irregularities, including fraud. The extent to which our procedures are capable of detecting irregularities, including fraud is detailed below:

We gained an understanding of the legal and regulatory framework applicable to the Company and the industry in which they operate and considered the risk of material misstatement in respect of irregularities, including fraud and non-compliance with laws and regulations. This included those regulations directly related to the financial statements, including financial reporting, tax legislation and distributable profits and industry regulations including GDPR, employment law and health and safety.
We communicated the identified laws and regulations with the audit team and remained alert to any indications of non-compliance throughout the audit. We carried out specific procedures to address the risks identified.
These included the following:
- agreeing the financial statement disclosures to underlying supporting documentation to assess compliance with provisions of relevant laws and regulations described as having a direct effect on the financial statements;
- enquiries of management including those responsible for key regulations; and
- performing analytical procedures to identify any unusual or unexpected relationships that may indicate risks of material misstatement due to fraud.
In addressing the risk of management override of controls, we carried out testing of journal entries and other adjustments for appropriateness, assessing whether the judgements made in making accounting estimates are indicative of a potential bias and evaluating the business rationale of significant transactions outside the normal course of business.
Because of the inherent limitations of an audit, there is a risk that we will not detect all irregularities, including those leading to a material misstatement in the financial statements or non-compliance with regulation.  This risk increases the more that compliance with a law or regulation is removed from the events and transactions reflected in the financial statements, as we will be less likely to become aware of instances of non-compliance. The risk is also greater regarding irregularities occurring due to fraud rather than error, as fraud involves intentional concealment, forgery, collusion, omission or misrepresentation.


A further description of our responsibilities for the audit of the financial statements is located on the Financial Reporting Council's website at: www.frc.org.uk/auditorsresponsibilities. This description forms part of our Auditors' Report.


Page 8

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED (CONTINUED)


USE OF OUR REPORT
 

This report is made solely to the Company's members, as a body, in accordance with Chapter 3 of Part 16 of the Companies Act 2006Our audit work has been undertaken so that we might state to the Company's members those matters we are required to state to them in an Auditors' Report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the Company and the Company's members, as a body, for our audit work, for this report, or for the opinions we have formed.





Andrew Booth (Senior Statutory Auditor)
  
for and on behalf of
Price Bailey LLP
 
Chartered Accountants
Statutory Auditors
  
Tennyson House
Cambridge Business Park
Cambridge
CB4 0WZ

21 October 2025
Page 9

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STATEMENT OF COMPREHENSIVE INCOME
FOR THE YEAR ENDED 30 JUNE 2025

2025
2024
Note
AU$
AU$

  

Turnover
 4 
4,248,935
3,156,563

GROSS PROFIT
  
4,248,935
3,156,563

Administrative expenses
  
(4,215,980)
(3,086,151)

OPERATING PROFIT
  
32,955
70,412

Income from fixed assets investments
 9 
1,736,904
-

PROFIT BEFORE TAX
  
1,769,859
70,412

Tax on profit
  
(442,513)
(16,936)

PROFIT FOR THE FINANCIAL YEAR
  
1,327,346
53,476

OTHER COMPREHENSIVE INCOME FOR THE YEAR
  

Foreign exchange movement
  
3,175,724
(13,217)

  

TOTAL COMPREHENSIVE INCOME FOR THE YEAR
  
4,503,070
40,259

The notes on pages 14 to 25 form part of these financial statements.

Page 10

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
REGISTERED NUMBER: 11026111

BALANCE SHEET
AS AT 30 JUNE 2025

2025
2024
Note
AU$
AU$

Fixed assets
  

Tangible assets
 11 
23,772
8,966

Investments
 12 
55,664,134
-

  
55,687,906
8,966

Current assets
  

Debtors: amounts falling due within one year
 13 
15,985,348
11,790,913

Cash at bank and in hand
 14 
2,347,584
789,366

  
18,332,932
12,580,279

Creditors: amounts falling due within one year
 15 
(16,241,188)
(11,872,453)

Net current assets
  
 
 
2,091,744
 
 
707,826

Total assets less current liabilities
  
57,779,650
716,792

  

Net assets
  
57,779,650
716,792


Capital and reserves
  

Called up share capital 
 16 
676,537
676,533

Share premium account
  
52,559,784
-

Foreign exchange reserve
  
3,162,507
(13,217)

Profit and loss account
  
1,380,822
53,476

  
57,779,650
716,792


The financial statements were approved and authorised for issue by the board and were signed on its behalf on 21 October 2025.




A Chambers
Director

The notes on pages 14 to 25 form part of these financial statements.

Page 11

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STATEMENT OF CHANGES IN EQUITY
FOR THE YEAR ENDED 30 JUNE 2025


Called up share capital
Share premium account
Foreign exchange reserve
Profit and loss account
Total equity

AU$
AU$
AU$
AU$
AU$

At 1 July 2024
676,533
-
(13,217)
53,476
716,792


Comprehensive income for the year

Profit for the year
-
-
-
1,327,346
1,327,346

Foreign exchange movement
-
-
3,175,724
-
3,175,724
Total comprehensive income for the year
-
-
3,175,724
1,327,346
4,503,070


Contributions by and distributions to owners

Shares issued during the year
4
52,559,784
-
-
52,559,788


Total transactions with owners
4
52,559,784
-
-
52,559,788


At 30 June 2025
676,537
52,559,784
3,162,507
1,380,822
57,779,650


The notes on pages 14 to 25 form part of these financial statements.

Page 12

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

STATEMENT OF CHANGES IN EQUITY
FOR THE YEAR ENDED 30 JUNE 2024


Called up share capital
Foreign exchange reserve
Profit and loss account
Total equity

AU$
AU$
AU$
AU$


Comprehensive income for the year

Profit for the year
-
-
53,476
53,476

Foreign exchange movement
-
(13,217)
-
(13,217)
Total comprehensive income for the year
-
(13,217)
53,476
40,259


Contributions by and distributions to owners

Shares issued during the year
676,533
-
-
676,533


Total transactions with owners
676,533
-
-
676,533


At 30 June 2024
676,533
(13,217)
53,476
716,792


The notes on pages 14 to 25 form part of these financial statements.

Page 13

 
PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

1.


GENERAL INFORMATION

Pinnacle Investment Management (UK) Limited is a private company limited by shares incorporated in England and Wales, United Kingdom. The registered office address is C/O Norose Company Secretarial Services Ltd, 3 More London Riverside, London SE1 2AQ . The Principal activity of the company is that of distribution and support services to its parent company, and its affiliated fund managers.

2.ACCOUNTING POLICIES

 
2.1

BASIS OF PREPARATION OF FINANCIAL STATEMENTS

The financial statements have been prepared under the historical cost convention unless otherwise specified within these accounting policies and in accordance with Financial Reporting Standard 102, the Financial Reporting Standard applicable in the UK and the Republic of Ireland and the Companies Act 2006.

The preparation of financial statements in compliance with FRS 102 requires the use of certain critical accounting estimates. It also requires management to exercise judgment in applying the Company's accounting policies (see note 3).

The Company has taken advantage of the following disclosure exemptions in preparing these financial statements, as permitted by the FRS 102 "The Financial Reporting Standard applicable in the UK and Republic of Ireland":
- the requirements of Section 7 Statement of Cash Flows;
- the requirements of Section 3 Financial Statement Presentation paragraph 3.17(d);
- the requirements of Section 11 Financial Instruments paragraphs 11.42, 11.44 to 11.45, 11.47,
11.48(a)(iii), 11.48(a)(iv), 11.48(b) and 11.48(c);
- the requirements of Section 12 Other Financial Instruments paragraphs 12.26 to 12.27, 12.29(a),
12.29(b) and 12.29A;
- the requirements of Section 33 Related Party Disclosures paragraph 33.7. 

The following principal accounting policies have been applied:

 
2.2

GOING CONCERN

The financial statements have been prepared on a going concern basis which assumes the continued financial support of the parent company for a period of at least 12 months from the date of these financial statements. 
The financial statements do not contain any adjustments that would be required if the company were not able to continue as a going concern.  

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

2.ACCOUNTING POLICIES (CONTINUED)

 
2.3

FOREIGN CURRENCY TRANSLATION

Functional and presentation currency

The Company's functional currency is GBP. This differs from the presentational currency which is AU$. The reason for the difference is that the Company operates within the UK however is a subsidiary of an Australian group and subsequently reports in that currency. The financial statements are rounded to the nearest AU$.

Transactions and balances

Foreign currency transactions are translated into the functional currency using the spot exchange rates at the dates of the transactions.

At each period end foreign currency monetary items are translated using the closing rate. Non-monetary items measured at historical cost are translated using the exchange rate at the date of the transaction and non-monetary items measured at fair value are measured using the exchange rate when fair value was determined.

Foreign exchange gains and losses resulting from the settlement of transactions and from the translation at period-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit or loss except when deferred in other comprehensive income as qualifying cash flow hedges.

 
2.4

TURNOVER

Turnover is recognised to the extent that it is probable that the economic benefits will flow to the Company and the revenue can be reliably measured. Turnover is measured as the fair value of the consideration received or receivable, excluding discounts, rebates, value added tax and other sales taxes. The following criteria must also be met before revenue is recognised:

Rendering of services

Turnover from a contract to provide services is recognised in the period in which the services are provided in accordance with the service contract when all of the following conditions are satisfied:
the amount of revenue can be measured reliably;
it is probable that the Company will receive the consideration due under the contract;
the fees of the contract at the end of the reporting period can be measured reliably; and
the costs incurred and the costs to complete the contract can be measured reliably.

 
2.5

OPERATING LEASES: THE COMPANY AS LESSEE

Rentals paid under operating leases are charged to profit or loss on a straight-line basis over the lease term.

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

2.ACCOUNTING POLICIES (CONTINUED)

 
2.6

PENSIONS

Defined contribution pension plan

The Company operates a defined contribution plan for its employees. A defined contribution plan is a pension plan under which the Company pays fixed contributions into a separate entity. Once the contributions have been paid the Company has no further payment obligations.

The contributions are recognised as an expense in profit or loss when they fall due. Amounts not paid are shown in accruals as a liability in the Balance Sheet. The assets of the plan are held separately from the Company in independently administered funds.

 
2.7

TAXATION

Tax is recognised in profit or loss except that a charge attributable to an item of income and expense recognised as other comprehensive income or to an item recognised directly in equity is also recognised in other comprehensive income or directly in equity respectively.

The current corporation tax charge is calculated on the basis of tax rates and laws that have been enacted or substantively enacted by the balance sheet date in the countries where the Company operates and generates income.


 
2.8

TANGIBLE FIXED ASSETS

Tangible fixed assets under the cost model are stated at historical cost less accumulated depreciation and any accumulated impairment losses. Historical cost includes expenditure that is directly attributable to bringing the asset to the location and condition necessary for it to be capable of operating in the manner intended by management.

Depreciation is charged so as to allocate the cost of assets less their residual value over their estimated useful lives, using the straight-line method.

Depreciation is provided on the following basis:

Computer equipment
-
33%

The assets' residual values, useful lives and depreciation methods are reviewed, and adjusted prospectively if appropriate, or if there is an indication of a significant change since the last reporting date.

Gains and losses on disposals are determined by comparing the proceeds with the carrying amount and are recognised in profit or loss.

 
2.9

ASSOCIATES AND JOINT VENTURES

Associates and Joint Ventures are held at cost less impairment.

 
2.10

DEBTORS

Short-term debtors are measured at transaction price, less any impairment. Loans receivable are measured initially at fair value, net of transaction costs, and are measured subsequently at amortised cost using the effective interest method, less any impairment.

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

2.ACCOUNTING POLICIES (CONTINUED)

 
2.11

CASH AND CASH EQUIVALENTS

Cash is represented by cash in hand and deposits with financial institutions repayable without penalty on notice of not more than 24 hours. Cash equivalents are highly liquid investments that mature in no more than three months from the date of acquisition and that are readily convertible to known amounts of cash with insignificant risk of change in value.

 
2.12

CREDITORS

Short-term creditors are measured at the transaction price. Other financial liabilities, including bank loans, are measured initially at fair value, net of transaction costs, and are measured subsequently at amortised cost using the effective interest method.

 
2.13

FINANCIAL INSTRUMENTS

The Company has elected to apply the provisions of Section 11 “Basic Financial Instruments” of FRS 102 to all of its financial instruments.

The Company has elected to apply the recognition and measurement provisions of IFRS 9 Financial Instruments (as adopted by the UK Endorsement Board) with the disclosure requirements of Sections 11 and 12 and the other presentation requirements of FRS 102.

Financial instruments are recognised in the Company's Balance Sheet when the Company becomes party to the contractual provisions of the instrument.

Financial assets and liabilities are offset, with the net amounts presented in the financial statements, when there is a legally enforceable right to set off the recognised amounts and there is an intention to settle on a net basis or to realise the asset and settle the liability simultaneously.

Basic financial assets

Basic financial assets, which include trade and other debtors, cash and bank balances, are initially measured at their transaction price (adjusted for transaction costs except in the initial measurement of financial assets that are subsequently measured at fair value through profit and loss) and are subsequently carried at their amortised cost using the effective interest method, less any provision for impairment, unless the arrangement constitutes a financing transaction, where the transaction is measured at the present value of the future receipts discounted at a market rate of interest.

Discounting is omitted where the effect of discounting is immaterial. The Company's cash and cash equivalents, trade and most other debtors due with the operating cycle fall into this category of financial instruments.

Impairment of financial assets

At the end of each reporting period financial assets measured at amortised cost are assessed for objective evidence of impairment. If an asset is impaired the impairment loss is the difference between the carrying amount and the present value of the estimated cash flows discounted at the asset’s original effective interest rate. The impairment loss is recognised in profit or loss. 

Financial assets are impaired when events, subsequent to their initial recognition, indicate the estimated future cash flows derived from the financial asset(s) have been adversely impacted. The impairment loss will be the difference between the current carrying amount and the present value of the future cash flows at the asset(s) original effective interest rate.

If there is a favourable change in relation to the events surrounding the impairment loss then the impairment can be reviewed for possible reversal. The reversal will not cause the current carrying
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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

2.ACCOUNTING POLICIES (CONTINUED)


2.13
FINANCIAL INSTRUMENTS (continued)

amount to exceed the original carrying amount had the impairment not been recognised. The impairment reversal is recognised in the profit or loss.

Basic financial liabilities

Financial liabilities and equity instruments are classified according to the substance of the contractual arrangements entered into. An equity instrument is any contract that evidences a residual interest in the assets of the Company after the deduction of all its liabilities.

Basic financial liabilities, which include trade and other creditors, bank loans and other loans are initially measured at their transaction price (adjusting for transaction costs except in the initial measurement of financial liabilities that are subsequently measured at fair value through profit and loss). When this constitutes a financing transaction, whereby the debt instrument is measured at the present value of the future payments discounted at a market rate of interest, discounting is omitted where the effect of discounting is immaterial.

Debt instruments are subsequently carried at their amortised cost using the effective interest rate method.

Trade creditors are obligations to pay for goods and services that have been acquired in the ordinary course of business from suppliers. Trade creditors are classified as current liabilities if the payment is due within one year. If not, they represent non-current liabilities. Trade creditors are initially recognised at their transaction price and subsequently are measured at amortised cost using the effective interest method. Discounting is omitted where the effect of discounting is immaterial.


3.



JUDGMENTS IN APPLYING ACCOUNTING POLICIES AND KEY SOURCES OF ESTIMATION UNCERTAINTY

In the application of the company's accounting policies, the directors are required to make judgements,
estimates and assumptions about the carrying amount of assets and liabilities that are not readily
apparent from other sources. The estimates and associated assumptions are based on historical
experience and other factors that are considered to be relevant. Actual results may differ from these
estimates.
The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting
estimates are recognised in the period in which the estimate is revised where the revision affects only that
period, or in the period of revision and future periods where the revision affects both current and future
periods.

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

4.


TURNOVER

An analysis of turnover by class of business is as follows:


2025
2024
AU$
AU$

Distribution fee
750,000
750,000

Performance based distribution fee
3,498,935
2,406,563

4,248,935
3,156,563



5.


OPERATING PROFIT

The operating profit is stated after charging:

2025
2024
AU$
AU$

Exchange differences
3,977
-


6.


AUDITORS' REMUNERATION

During the year, the Company obtained the following services from the Company's auditors and their associates:


2025
2024
AU$
AU$

Fees payable to the Company's auditors and their associates for the audit of the Company's financial statements
33,206
17,810

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

7.


EMPLOYEES

Staff costs, including directors' remuneration, were as follows:


2025
2024
AU$
AU$

Wages and salaries
3,000,888
2,054,665

Social security costs
338,720
331,822

Cost of defined contribution scheme
66,909
20,915

3,406,517
2,407,402


The average monthly number of employees, including the directors, during the year was as follows:


        2025
        2024
            No.
            No.







Staff
7
5



Directors
3
3

10
8


8.


DIRECTORS' REMUNERATION

2025
2024
AU$
AU$

Directors' emoluments
781,139
730,847

Company contributions to defined contribution pension schemes
14,235
2,533

795,374
733,380


During the year retirement benefits were accruing to 1 directors (2024 - 1) in respect of defined contribution pension schemes.

The highest paid director received remuneration of AU$781,139 (2024 - AU$730,847).

The value of the Company's contributions paid to a defined contribution pension scheme in respect of the highest paid director amounted to AU$14,235 (2024 - AU$2,533).


9.


INCOME FROM INVESTMENTS

2025
2024
AU$
AU$





Share of profit from associate
1,736,904
-


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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

10.


TAXATION


2025
2024
AU$
AU$

Corporation tax


Current tax on profits for the year
442,513
16,936


Total current tax
442,513
16,936

Deferred tax

Total deferred tax
-
-


442,513
16,936

FACTORS AFFECTING TAX CHARGE FOR THE YEAR

The tax assessed for the year is higher than (2024 - lower than) the standard rate of corporation tax in the UK of 25% (2024 - 25%). The differences are explained below:

2025
2024
AU$
AU$


Profit on ordinary activities before tax
1,769,859
70,412


Profit on ordinary activities multiplied by standard rate of corporation tax in the UK of 25% (2024 - 25%)
442,464
17,603

Effects of:


Expenses not deductible for tax purposes, other than goodwill amortisation and impairment
49
(667)

Total tax charge for the year
442,513
16,936


FACTORS THAT MAY AFFECT FUTURE TAX CHARGES

There were no factors that may affect future tax charges.

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

11.


TANGIBLE FIXED ASSETS





Computer equipment

AU$



Cost


At 1 July 2024
23,462


Additions
21,516


Exchange adjustments
714



At 30 June 2025

45,692



Depreciation


At 1 July 2024
14,496


Charge for the year on owned assets
5,721


Exchange adjustments
1,703



At 30 June 2025

21,920



Net book value



At 30 June 2025
23,772



At 30 June 2024
8,966


12.


FIXED ASSET INVESTMENTS





Investments in associates

AU$



Cost


Additions
55,664,134



At 30 June 2025
55,664,134




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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

13.


DEBTORS

2025
2024
AU$
AU$


Trade debtors
19,598
2,197

Amounts owed by group undertakings
15,718,326
11,675,716

Other debtors
221,184
98,533

Prepayments
26,240
14,467

15,985,348
11,790,913



14.


CASH AND CASH EQUIVALENTS

2025
2024
AU$
AU$

Cash at bank and in hand
2,347,584
789,366



15.


CREDITORS: Amounts falling due within one year

2023   
2024
AU$   
AU$

Trade creditors
172,779
77,842

Amounts owed to group undertakings
15,400,451
11,629,007

Corporation tax
461,567
16,861

Other taxation and social security
106,591
66,892

Other creditors
11,932
487

Accruals and deferred income
87,868
81,364

16,241,188
11,872,453



16.


SHARE CAPITAL

2025
2024
AU$
AU$
Allotted, called up and fully paid



100 (2024 - 100) Ordinary shares of GBP £1.000000 each
178
178
350,000 (2024 -350,000) Ordinary shares of GBP £1.000000 each
676,355
676,355
2 (2024 - £Nil) Ordinary shares of GBP £1.000000 each
4
-

676,537

676,533


On 10 February 2025 the Company issued 2 ordinary shares at £1 nominal value per share for a total consideration of £26,658,444.

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

17.


RESERVES

Share premium account

Includes any premiums received on issue of called up share capital. 

Foreign exchange reserve

Represents the cumulative gain or loss from movement in exchange rates in relation to assets and liabilities.

Profit and loss account

Includes all current and prior period retained profits and losses.


18.


PENSION COMMITMENTS

The Company operates a defined contribution pension scheme. The assets of the scheme are held separately from those of the Company in an independently administered fund. The pension cost charge represents contributions payable by the Company to the fund and amounted to AU$66,909 (2024- AU$20,915). Contributions  of AU$8,298 (2024 - AU$487) were payable to the fund at the balance sheet date.


19.


COMMITMENTS UNDER OPERATING LEASES

At 30 June 2025 the Company had future minimum lease payments due under non-cancellable operating leases for each of the following periods:

2025
2024 
AU$
AU$


Not later than 1 year
319,998
677,199

319,998
677,199

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PINNACLE INVESTMENT MANAGEMENT (UK) LIMITED
 

 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 JUNE 2025

20.


RELATED PARTY TRANSACTIONS

During the year the Company was charged an administration service fee of AU$100,000 (2024 - AU$100,000) from Pinnacle Services Administration Pty Limited, a fellow wholly owned subsidiary. 
At the balance sheet date the Company owed AU$15,400,451 (2024 - AU$11,629,007) to Pinnacle Services Administration Pty Limited. This balance is interest free and repayable on demand.
At the balance sheet date the Company was owed AU$15,516,355 (2024 - AU$11,509,348) from Pinnacle Investment Management Limited. This balance is interest free and repayable on demand. 
During the year the Company provided services of AU$4,248,935 (2024 - AU$3,156,563) to Pinnacle Investment Management Limited, the immediate parent company.
At the balance sheet date the Company was owed AU$50,417 (2024 - AU$41,182) from Antipodes Partners (UK) Limited, an affiliate company.  
At the balance sheet date the Company was owed AU$44,120 (2024 - AU$83,188) from Aikya Investment Management Limited, an affiliate company.  
At the balance sheet date the Company was owed AU$49 (2024 - AU$382) from Riparian Capital Partners Limited, an affiliate company. 
At the balance sheet date the Company was owed AU$6,843 (2024 - AU$1,470) from Metrics Credit Partners, an affiliate company.
At the balance sheet date the Company was owed AU$NIL (2024 - AU$244) from Hyperion Asset Management Limited, an affiliate company.
At the balance sheet date the Company was owed AU$100,541 (2024 - AU$39,724) from Life Cycle Investment Partners Limited, an affiliate company.


21.


CONTROLLING PARTY

The immediate controlling party is Pinnacle Investment Management Limited, an Australian company.
The ultimate controlling party is Pinnacle Investment Management Group Limited, an Australian company.
Copies of the group financial statements of Pinnacle Investment Management Group Limited may be obtained from Level 19, 307 Queen Street, Brisbane, QLD 4000, Australia.

Page 25