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Registered number: 10078930










MARLBOROUGH GROUP HOLDINGS LIMITED










ANNUAL REPORT AND FINANCIAL STATEMENTS

FOR THE YEAR ENDED 30 SEPTEMBER 2025

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
COMPANY INFORMATION


Directors
Andrew Staley 
Allan Hamer 
Dom Clarke 
Richard Goodall 
Martin Ratcliffe (appointed 1 August 2025)




Company secretary
Norah Burns



Registered number
10078930



Registered office
Marlborough House
59 Chorley New Road

Bolton

England

BL1 4QP




Independent auditors
Barlow Andrews LLP

Carlyle House

78 Chorley New Road

Bolton

BL1 4BY





 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

CONTENTS



Page
Group strategic report
1 - 5
Directors' report
6 - 8
Directors' responsibilities statement
9
Independent auditors' report
10 - 14
Consolidated statement of comprehensive income
15
Consolidated balance sheet
16
Company balance sheet
17
Consolidated statement of changes in equity
18
Company statement of changes in equity
19
Consolidated statement of cash flows
20
Consolidated analysis of net debt
21
Notes to the financial statements
22 - 44


 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
GROUP STRATEGIC REPORT
FOR THE YEAR ENDED 30 SEPTEMBER 2025

The directors present the strategic report and financial statements for the year ended 30 September 2025.

Fair review of the business
 
Marlborough Group Holdings Limited (MGHL) is a consolidation group for a number of regulated and unregulated businesses involved in financial services and associated professional services. The company itself provides management services to other members of the group. The group trades under the brand ‘the Marlborough Group’.

Principal risks and uncertainties
 
The group continues to face pressure on margins from general cost inflation and the escalating cost of compliance with new regulatory requirements.

UK stock market performance will continue to have a significant influence on the growth of assets under management (AUM) and fund flows, both of which influence revenue and profitability. The group expects to continue to face challenges in 2026, with inflation pressures and interest rates remaining relatively high, which impacts on sales of Marlborough Group products. The group’s strategy of broadening its distribution base and offering a more diverse range of products, particularly multi-asset portfolios, is expected to help mitigate these risks. Multi-asset products offer exposure to a broader range of markets and should be less impacted singularly by changes in market sentiment.

The directors believe strong relationships with stakeholders will enable the business to overcome the economic, regulatory and other challenges it faces in the year ahead. Quality of service remains a key differentiator for the business.


Key performance indicators

2025
2024
£million
£million

Group assets under management at year end


Marlborough
4,469
4,006

IFS
15,467
13,733

International
231
254

20,167
17,993

£'000's
£'000's



Revenue
112,835
98,952

Page 1

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

GROUP STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Key performance indicators (continued)

At the year end, the number of funds managed by Investment Fund Services Limited (IFS), which is the group’s UK Authorised Corporate Director (ACD) and Authorised Fund Manager (AFM) business, was 96 (2024: 85). Marlborough Investment Management Limited (Marlborough) is the appointed investment manager for a number of these funds, and it also manages a number of other portfolios and mandates. In addition, the group manages 4 offshore funds (2024: 19) with the year on year reduction being due to the exit from the Guernsey jurisdiction during the year.

AUM, which is the key driver of revenue, has risen from the previous year. This was primarily due to the continued growth of Marlborough’s Multi Asset propositions, the successful onboarding of a number of new sponsors by IFS and strong inflows into both the IFS funds and Marlborough’s Managed Portfolio Solutions (MPS) proposition.

Marlborough

Despite difficult trading conditions, Marlborough has seen net inflows into its products and continuing growth in its AUM. Growth has predominantly been in Managed Portfolio Solutions (MPS) products, which has helped to offset some of the challenges in Marlborough’s single-strategy funds. 

Marlborough’s multi asset business remained a key driver of group growth, benefiting from positive investment performance, ongoing adviser demand and strengthening strategic partnerships. The launch of an expanded multi asset fund range introduced a new ‘dynamic core’ for the active and blended MPS portfolios and broadened the proposition for financial advisers. The new Personal Portfolio Service, a bespoke Discretionary Fund Management (DFM) proposition for high net worth clients was launched and has seen growth in interest from existing and potential customers.

In the single strategy space, the UK small-cap market is experiencing challenging conditions and Marlborough continued to be adversely impacted by outflows from its UK smaller companies funds in particular. However, the business has a long track record of success in this area and expects these funds to rebound strongly in more favourable market conditions.

IFS

During the year, IFS successfully onboarded new sponsors including David Booler & Company, Pinnacle Investment Management and Wren Sterling, and has a very positive pipeline of further opportunities. The company also saw inflows from its existing sponsors, and AUM and revenue are now more widely diversified across its sponsor range. The group’s focus on unitisation opportunities for its clients is providing a key area for growth for IFS. We have also delivered a fundamental change to our Operating Model for IFS, with the implementation of our strategic partnership with SS&C, giving us new growth and efficiency opportunities.

International

The group made a decision to exit from the Guernsey jurisdiction, and the closure of its Guernsey domiciled fund range was completed during the year. Marlborough continues to provide investment management services to a range of Irish domiciled funds, which have seen strong performance in the year.

Page 2

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

GROUP STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Other group activities

Alongside its main trading activities, the group holds a number of strategic investments.  During the year, the group made an investment into a new strategic partnership, and the provision of MPS services to this entity contributed to the growth of AUM in Marlborough’s multi-asset range. Further capital was also provided to existing partners to support their growth. 

During the year, the group sold a significant investment, generating a substantial financial return. The Board intends to use the proceeds to continue to seek opportunities to invest in companies that have a good strategic fit and where there is potential for the group to add value.

During the year, the group declared dividends of £5m, which were fully settled in cash. The group remains in a strong financial position, with net assets of £69m held at year end. This includes over £39m of cash and cash equivalents and a further £11m in funds managed by the group, which are highly liquid.

The group holds sufficient cash and net assets to meet its obligations to creditors and maintains cover in excess of the capital and liquidity requirements for all of its regulated businesses. The group also ensures that it continues to hold sufficient capital in anticipation of potential new business opportunities or acquisitions. Cash to cover expected acquisitions is currently held in deposit accounts.

Other than cash in the bank, the largest items on the balance sheet are monies due from and to investors for deals in the funds, both totalling around £111m (2024: £86m). These arose from transactions in the units/shares in the funds under management shortly before the year end and were settled within a few days after the year end. 

The year saw the sale of the Select Platform to Graphene Holdco Ltd, a strategic partner of the group. The group continues to hold a strategic investment in Graphene and intends to continue to support the company in its future growth.

The directors are satisfied with the results and financial position for the year under review.  The group remains profitable and continues to differentiate on quality of service. This is in part due to the experience and collaborative approach of the senior leadership, investment management and relationship management teams. The group is committed to service excellence and high standards of business conduct and has invested in recruitment to continue to deliver this, as the business and its product range continue to grow.

Page 3

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

GROUP STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Statement by the directors in performance of their statutory duties in accordance with s172(1) Companies Act 2006

The Board of Directors of Marlborough Group Holdings Limited consider that in their decision-making they have acted in a manner most likely to promote the success of the company for the benefit of its members as a whole. In doing so, they have considered their statutory duties as follows:

a)The likely consequence of any decision in the long term
b)The interests of the group’s employees
c)The need to foster the group’s business relationships with suppliers, customers and others
d)The impact of the group’s operations on the community and the environment
e)The desirability of the group maintaining a reputation for high standards of business conduct
f)The need to act fairly between members of the group.

The following demonstrates how the directors take these factors into consideration in their decision making. The directors monitor the outcome of their strategic decisions through regular Board meetings.

The group’s activities are not expected to change significantly in the foreseeable future. The focus is on working strategically with existing partners and forming new partnerships to achieve growth in AUM. The directors are focused on broadening the group’s distribution base and offering a more diverse range of products to help to reduce exposure to specific individual stock markets, which has been identified as a principal risk for the group.

The directors are confident that the group employs people with the appropriate talent and experience to meet its objectives, while maintaining the culture of the business. The directors believe strong relationships with stakeholders will enable the business to overcome the economic and other challenges it faces in the year ahead, as well as supporting implementation of applicable mandatory regulation during the period.

The group is committed to maintaining strong, ethical and transparent relationships with both its customers and suppliers. It upholds high ethical standards in its sales processes, including embedding of the Financial Conduct Authority’s Consumer Duty across the group.

The group recognises the importance of fair contract terms and timely payments in maintaining strong relationships with its suppliers. The group adheres to agreed contractual terms and industry best practices, seeking to ensure that suppliers receive payments by the due date.

The group recognises its responsibility to reduce environmental impacts and is committed to playing its part in the global transition to net zero by 2050.

Building on the foundations already in place, the group continues to strengthen its environmental, social and governance (ESG) framework. To embed sustainability more deeply across our organisation, we have established and embedded a Sustainability Committee. The committee meets at least quarterly and has formalised the group's commitment by drafting a net zero plan, encompassing operational and investment initiatives.

Compliance with mandatory reporting requirements remains a priority, with disclosures made under SECR, ESOS, TCFD and SDR. These reports are prepared by colleagues across the business and supported by external specialists, ensuring transparency and accountability.

Our objective to achieve carbon neutrality through utility contracts is advancing strongly. Currently, over 80% of the group’s energy is sourced from a combination of on-site solar installations and renewable supplies backed by the UK Government’s Renewable Energy Guarantees of Origin (REGO) scheme. This transition away from traditional contracts is accelerating our journey. 

Page 4

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

GROUP STRATEGIC REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Statement by the directors in performance of their statutory duties in accordance with s172(1) Companies Act 2006 (continued)

We have now embarked on our journey towards ISO 14001 accreditation across our operational activities with staged audits having commenced post-year end. Achieving this standard will formalise and enhance our environmental management systems and demonstrate our commitment to continual improvement.

We recognise that sustainability delivers wide ranging benefits. Environmentally, it helps us protect and restore the planet. Economically, it creates opportunities for efficiency and cost savings in areas such as energy use and waste reduction. Socially, it enhances colleague wellbeing and strengthens our contribution to local communities.

We continue to focus on fostering a positive and high performing culture. This year, we conducted an additional employee engagement survey, and our engagement levels have remained strong. Ongoing feedback continues to shape our cultural priorities and ensures we remain a workplace where colleagues feel involved, supported and valued.

In addition, we have successfully onboarded a corporate culture standard for investment companies, further demonstrating our commitment to operating to the highest standards of corporate behaviour. Their frameworks and assessments reinforce our ambition to be an organisation recognised for integrity, responsibility and sound governance — principles that sit at the heart of everything we do.

Our commitment to colleague development has also continued to progress. We have reviewed and enhanced our CPD processes, giving colleagues greater ownership over their professional development. This is supported by an expanded training library, enabling tailored learning aligned to each colleague’s interests and responsibilities. Many colleagues have chosen to pursue further ESG learning, with several completing ESG modules and achieving qualifications through the global professional body CISI (The Chartered Institute for Securities and Investment).

Colleagues are kept informed through regular updates via a dedicated internal Corporate Social Responsibility intranet area, maintained by the group's Corporate Social Responsibility Forum, ensuring transparency and engagement at every level.

The Board remains committed to the delivery of ESG training for all colleagues, with enhanced sessions designed specifically for focus areas.

We have continued to strengthen our values driven culture through the Marlborough Excellence Awards programme. Now in its second year, we have delivered two full cycles of awards, recognising colleagues who have consistently demonstrated our core principles in action. This initiative has not only celebrated outstanding contributions across the group but has also helped embed our values more deeply within everyday behaviours.

Together, these initiatives demonstrate the group’s continued focus on strong governance, cultural investment and responsible business practices, ensuring that sustainability and people development remain integral to its long-term success.


This report was approved by the board on 25 March 2026 and signed on its behalf.



Richard Goodall
Director

Page 5

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
DIRECTORS' REPORT
FOR THE YEAR ENDED 30 SEPTEMBER 2025

The directors present their report and the financial statements for the year ended 30 September 2025.

Principal activity

The principal activity of the company is the provision of management services to its trading subsidiaries. The company has a number of wholly owned trading subsidiaries, whose principal activities are as follows:

Investment Fund Services Limited - The principal activity of the company is to act as the authorised corporate director ("ACD") for OEICs and as an authorised fund manager ("AFM") for the unit trusts. It hosts collective investment schemes for regulated firms. The company is authorised by the Financial Conduct Authority to act as both an Undertaking for Collective Investment in Transferable Securities ("UCITS") firm as well as an Alternative Investment Fund Manager ("AIFM").

Marlborough Investment Management Limited - The principal activity of the company is the management of Discretionary Investment Portifolios on behalf of companies, trusts, pension funds and private individuals and the vast majority of the business is introduced to the company by professional advisors.

Marlborough International Management Limited - The entity entered liquidation during the year. Prior to this, the principle activity of the company was the management of a number of Guernsey authorised collective investment scheme.

Marlborough Select Platform Limited - The entity was sold during the period. Prior to this, the principal activity of the company was to act as the Model B platform provider.

Results and dividends

The profit for the year, after taxation, amounted to £8,915,101 (2024 - £329,590).

Ordinary dividends were paid amounting to £5,000,000 (2024: £927,200). The directors do not recommend the payment of a further dividend.

Directors

The directors who served during the year were:

Andrew Staley 
Allan Hamer 
Dom Clarke 
Richard Goodall 
Martin Ratcliffe (appointed 1 August 2025)

Auditors

Under section 487(2) of the Companies Act 2006Barlow Andrews LLP is deemed to have been reappointed as auditors.

Page 6

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
DIRECTORS' REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Energy and carbon report

2025
2024
kWh
kWh

Energy consumption
Aggregate of energy consumption in the year


- Gas combustion
50,347
60,830

- Electricity purchased
146,629
217,975

- Fuel consumed for transport
73,031
91,618

270,007
370,423

2025
2024
  metric tonnes
  metric tonnes
Emissions of CO2 equivalent

Scope 1 - direct emissions
- Gas combustion

5.96

10.89

- Fuel consumed for transport

-

-

Scope 2 - indirect emissions
- Electricity purchased

25.95

45.13

Scope 3 - other indirect emissions
- Fuel consumed for transport not owned by the group

17.30

20.29

Total gross emissions

49.21

76.31


2025
2024
  metric tonnes
  metric tonnes
Intensity ratio

CO2t per full time employee

0.23

0.33

Page 7

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
DIRECTORS' REPORT (CONTINUED)
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Energy and carbon report (continued)

Quantification and reporting methodology

The group has followed the GHG Reporting Protocol and has used the 2020 Government emission conversation factors for greenhouse gas company reporting.

Intensity measurement

The chosen intensity measurement ratio is total gross emissions in metric tonnes CO2t per full time employee, the recommended ratio for this sector.

Measures taken to improve energy efficiency

During the year the group have undertaken a number of changes to reduce its energy usage:

Maintained our partnerships with external consultants on all environmental matters, including analysis of energy usage across the buildings in view of reducing carbon footprint and capturing efficiencies.
Completed ESOS phase 3 notification and action plan submission.
Published the group's Task Force on Climate-Related Financial Disclosures fund and entity reports.
Introduced and embedded a sub-committee of the Group Exco dedicated to sustainability (Sustainability Committee) to ensure that ESG topics are discussed and addressed.
Improved on collaboration through launching the group sustainability champions and Group Corporate Social Responsibility forum.
Scheduled mandatory training for group colleagues on ESG, and additional scheduled specific training for the sustainability champions and group facilities coordinator.
Continued with the procurement and purchase of REGO (Renewable Energy Guarantees of Origin scheme) energy contracts.
Actively sought to reduce energy usage across the group through initiatives such as continued installation of energy-efficient fixtures and fittings.

Disclosure of information to auditors

Each of the persons who are directors at the time when this Directors' report is approved has confirmed that:

so far as the director is aware, there is no relevant audit information of which the Company and the Group's auditors are unaware, and
the director has taken all the steps that ought to have been taken as a director in order to be aware of any relevant audit information and to establish that the Company and the Group's auditors are aware of that information.
This report was approved by the board on 25 March 2026 and signed on its behalf.
 





Richard Goodall
Director

Page 8

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
DIRECTORS' RESPONSIBILITIES STATEMENT
FOR THE YEAR ENDED 30 SEPTEMBER 2025

The directors are responsible for preparing the Group strategic report, the Directors' report and the consolidated financial statements in accordance with applicable law and regulations.

Company law requires the directors to prepare financial statements for each financial year. Under that law the directors have elected to prepare the financial statements in accordance with applicable law and United Kingdom Accounting Standards (United Kingdom Generally Accepted Accounting Practice), including Financial Reporting Standard 102 ‘The Financial Reporting Standard applicable in the UK and Republic of Ireland'. Under company law the directors must not approve the financial statements unless they are satisfied that they give a true and fair view of the state of affairs of the Company and the Group and of the profit or loss of the Group for that period.

 In preparing these financial statements, the directors are required to:

select suitable accounting policies for the Group's financial statements and then apply them consistently;

make judgements and accounting estimates that are reasonable and prudent;

state whether applicable UK Accounting Standards have been followed, subject to any material departures disclosed and explained in the financial statements;

prepare the financial statements on the going concern basis unless it is inappropriate to presume that the Group will continue in business.

The directors are responsible for keeping adequate accounting records that are sufficient to show and explain the Company's transactions and disclose with reasonable accuracy at any time the financial position of the Company and the Group and to enable them to ensure that the financial statements comply with the Companies Act 2006They are also responsible for safeguarding the assets of the Company and the Group and hence for taking reasonable steps for the prevention and detection of fraud and other irregularities.

Page 9

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF MARLBOROUGH GROUP HOLDINGS LIMITED
 

Opinion


We have audited the financial statements of Marlborough Group Holdings Limited (the 'Parent Company') and its subsidiaries (the 'Group') for the year ended 30 September 2025, which comprise the Consolidated statement of comprehensive income, the Consolidated analysis of net debt, the Consolidated balance sheet, the Company balance sheet, the Consolidated statement of cash flows, the Consolidated statement of changes in equity, the Company statement of changes in equity and the related notes, including a summary of significant accounting policiesThe financial reporting framework that has been applied in their preparation is applicable law and United Kingdom Accounting Standards, including Financial Reporting Standard 102 ‘The Financial Reporting Standard applicable in the UK and Republic of Ireland' (United Kingdom Generally Accepted Accounting Practice).


In our opinion the financial statements:


give a true and fair view of the state of the Group's and of the Parent Company's affairs as at 30 September 2025 and of the Group's profit for the year then ended;
have been properly prepared in accordance with United Kingdom Generally Accepted Accounting Practice; and
have been prepared in accordance with the requirements of the Companies Act 2006.


Basis for opinion


We conducted our audit in accordance with International Standards on Auditing (UK) (ISAs (UK)) and applicable law. Our responsibilities under those standards are further described in the Auditors' responsibilities for the audit of the financial statements section of our report. We are independent of the Group in accordance with the ethical requirements that are relevant to our audit of the financial statements in the United Kingdom, including the Financial Reporting Council's Ethical Standard and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion.


Conclusions relating to going concern


In auditing the financial statements, we have concluded that the directors' use of the going concern basis of accounting in the preparation of the financial statements is appropriate.


Based on the work we have performed, we have not identified any material uncertainties relating to events or conditions that, individually or collectively, may cast significant doubt on the Group's or the Parent Company's ability to continue as a going concern for a period of at least twelve months from when the financial statements are authorised for issue.


Our responsibilities and the responsibilities of the directors with respect to going concern are described in the relevant sections of this report.


Page 10

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF MARLBOROUGH GROUP HOLDINGS LIMITED (CONTINUED)


Other information


The other information comprises the information included in the annual report other than the financial statements and our Auditors' report thereon. The directors are responsible for the other information contained within the annual reportOur opinion on the financial statements does not cover the other information and, except to the extent otherwise explicitly stated in our report, we do not express any form of assurance conclusion thereon. Our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial statements or our knowledge obtained in the course of the audit, or otherwise appears to be materially misstated. If we identify such material inconsistencies or apparent material misstatements, we are required to determine whether this gives rise to a material misstatement in the financial statements themselves. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact.


We have nothing to report in this regard.


Opinion on other matters prescribed by the Companies Act 2006
 

In our opinion, based on the work undertaken in the course of the audit:


the information given in the Group strategic report and the Directors' report for the financial year for which the financial statements are prepared is consistent with the financial statements; and
the Group strategic report and the Directors' report have been prepared in accordance with applicable legal requirements.


Matters on which we are required to report by exception
 

In the light of the knowledge and understanding of the Group and the Parent Company and its environment obtained in the course of the audit, we have not identified material misstatements in the Group strategic report or the Directors' report.


We have nothing to report in respect of the following matters in relation to which the Companies Act 2006 requires us to report to you if, in our opinion:


adequate accounting records have not been kept by the Parent Company, or returns adequate for our audit have not been received from branches not visited by us; or
the Parent Company financial statements are not in agreement with the accounting records and returns; or
certain disclosures of directors' remuneration specified by law are not made; or
we have not received all the information and explanations we require for our audit.


Page 11

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF MARLBOROUGH GROUP HOLDINGS LIMITED (CONTINUED)


Responsibilities of directors
 

As explained more fully in the Directors' responsibilities statement set out on page 9, the directors are responsible for the preparation of the financial statements and for being satisfied that they give a true and fair view, and for such internal control as the directors determine is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error.


In preparing the financial statements, the directors are responsible for assessing the Group's and the Parent Company's ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or the Parent Company or to cease operations, or have no realistic alternative but to do so.


Page 12

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF MARLBOROUGH GROUP HOLDINGS LIMITED (CONTINUED)


Auditors' responsibilities for the audit of the financial statements
 

Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an Auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with ISAs (UK) will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of these Group financial statements.


Irregularities, including fraud, are instances of non-compliance with laws and regulations. We design procedures in line with our responsibilities, outlined above, to detect material misstatements in respect of irregularities, including fraud. The extent to which our procedures are capable of detecting irregularities, including fraud is detailed below:

the engagement partner ensured that the engagement team collectively had the appropriate competence, capabilities and skills to identify or recognise non-compliance with applicable laws and regulations;
we identified the laws and regulations applicable to the group through discussions with directors and other management, and from our commercial knowledge and experience of the financial services sector;
we focused on specific laws and regulations which we considered may have a direct material effect on the financial statements or the operations of the group, including the Companies Act 2006, taxation legislation and FCA regulations;
we assessed the extent of compliance with the laws and regulations identified above through making enquiries of management and inspecting legal correspondence; and
identified laws and regulations were communicated within the audit team regularly and the team remained alert to instances of non-compliance throughout the audit.

We assessed the susceptibility of the group's financial statements to material misstatement, including obtaining an understanding of how fraud might occur, by:

making enquiries of management as to where they considered there was susceptibility to fraud, their knowledge of actual, suspected and alleged fraud; and
considering the internal controls in place to mitigate risks of fraud and non-compliance with laws and regulations.

To address the risk of fraud through management bias and override of controls, we:

performed analytical procedures to identify any unusual or unexpected relationships;
tested journal entries to identify unusual transactions;
assessed whether judgements and assumptions made in determining the accounting estimates were indicative of potential bias; and
investigated the rationale behind significant or unusual transactions.

In response to the risk of irregularities and non-compliance with laws and regulations, we designed procedures which included, but were not limited to:

agreeing financial statement disclosures to underlying supporting documentation;
reading the minutes of meetings of those charged with governance;
enquiring of management as to actual and potential litigation and claims; and
reviewing correspondence with HMRC, relevant regulators and the group’s legal advisors.



Page 13

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
INDEPENDENT AUDITORS' REPORT TO THE MEMBERS OF MARLBOROUGH GROUP HOLDINGS LIMITED (CONTINUED)


There are inherent limitations in our audit procedures described above. The more removed that laws and regulations are from financial transactions, the less likely it is that we would become aware of non-compliance. Auditing standards also limit the audit procedures required to identify non-compliance with laws and regulations to enquiry of the directors and other management and the inspection of regulatory and legal correspondence, if any.

Material misstatements that arise due to fraud can be harder to detect than those that arise from error as they may involve deliberate concealment or collusion.


A further description of our responsibilities for the audit of the financial statements is located on the Financial Reporting Council's website at: www.frc.org.uk/auditorsresponsibilities. This description forms part of our Auditors' report.


Use of our report
 

This report is made solely to the Company's members, as a body, in accordance with Chapter 3 of Part 16 of the Companies Act 2006Our audit work has been undertaken so that we might state to the Company's members those matters we are required to state to them in an Auditors' report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the Company and the Company's members, as a body, for our audit work, for this report, or for the opinions we have formed.





Emma Woods (Senior statutory auditor)
  
for and on behalf of
Barlow Andrews LLP
 
Statutory Auditor
  
Carlyle House
78 Chorley New Road
Bolton
BL1 4BY

25 March 2026
Page 14

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2025
2024
Note
£
£

  

Turnover
 4 
112,834,941
98,951,741

Gross profit
  
112,834,941
98,951,741

Administrative expenses
  
(116,521,931)
(103,739,095)

Other operating income
  
20,833
233,869

Operating loss
 5 
(3,666,157)
(4,553,485)

Income from participating interests
  
(529,210)
569,722

Gains/(losses) on investments
  
11,301,348
1,796,197

Interest receivable and similar income
 9 
1,734,547
1,999,529

Profit/(loss) before taxation
  
8,840,528
(188,037)

Tax on profit/(loss)
 10 
74,573
517,627

Profit for the financial year
  
8,915,101
329,590

  

Currency translation differences
  
234,170
(12,805)

Total comprehensive income for the year
  
9,149,271
316,785

Profit for the year attributable to:
  

Owners of the Parent Company
  
8,915,101
329,590

  
8,915,101
329,590

Total comprehensive income for the year attributable to:
  

Owners of the Parent Company
  
9,149,271
316,785

  
9,149,271
316,785

There were no recognised gains and losses for 2025 or 2024 other than those included in the consolidated statement of comprehensive income.

The notes on pages 22 to 44 form part of these financial statements.

The profit or loss account has been prepared on the basis that all operations are continuing operations.

Page 15

 
MARLBOROUGH GROUP HOLDINGS LIMITED
REGISTERED NUMBER: 10078930

CONSOLIDATED BALANCE SHEET
AS AT 30 SEPTEMBER 2025

2025
2024
Note
£
£

Fixed assets
  

Intangible assets
 11 
9,000
19,750

Tangible assets
 12 
2,589,819
3,152,360

Investments
 13 
14,088,147
16,520,702

  
16,686,966
19,692,812

Current assets
  

Debtors: amounts falling due after more than one year
 14 
3,375,254
-

Debtors: amounts falling due within one year
 14 
131,602,630
102,826,974

Current asset investments
 15 
11,047,990
10,315,830

Cash at bank and in hand
 16 
39,352,981
39,005,841

  
185,378,855
152,148,645

Creditors: amounts falling due within one year
 17 
(133,529,422)
(107,454,329)

Net current assets
  
 
 
51,849,433
 
 
44,694,316

Total assets less current liabilities
  
68,536,399
64,387,128

Net assets
  
68,536,399
64,387,128


Capital and reserves
  

Called up share capital 
 20 
52
52

Share premium account
  
10,055,656
10,055,656

Capital redemption reserve
  
25,555
25,555

Profit and loss account
  
58,455,136
54,305,865

Equity attributable to owners of the Parent Company
  
68,536,399
64,387,128

  
68,536,399
64,387,128


The financial statements were approved and authorised for issue by the board and were signed on its behalf on 25 March 2026.



Richard Goodall
Director

Page 16

 
MARLBOROUGH GROUP HOLDINGS LIMITED
REGISTERED NUMBER: 10078930

COMPANY BALANCE SHEET
AS AT 30 SEPTEMBER 2025

2025
2024
Note
£
£

Fixed assets
  

Intangible assets
 11 
9,000
19,750

Tangible assets
 12 
2,589,819
3,152,360

Investments
 13 
28,421,878
32,092,228

  
31,020,697
35,264,338

Current assets
  

Debtors: amounts falling due after more than one year
 14 
3,375,254
-

Debtors: amounts falling due within one year
 14 
8,713,379
2,631,839

Current asset investments
 15 
11,047,990
10,315,830

Cash at bank and in hand
 16 
16,645,592
14,509,862

  
39,782,215
27,457,531

Creditors: amounts falling due within one year
 17 
(8,704,942)
(5,099,429)

Net current assets
  
 
 
31,077,273
 
 
22,358,102

Total assets less current liabilities
  
62,097,970
57,622,440

Net assets
  
62,097,970
57,622,440


Capital and reserves
  

Called up share capital 
 20 
52
52

Share premium account
  
10,055,656
10,055,656

Capital redemption reserve
  
25,555
25,555

Profit and loss reserves
  
47,541,177
45,788,136

Profit for the year
  
9,475,530
2,680,241

Dividends

  

(5,000,000)
(927,200)

Profit and loss account carried forward
  
52,016,707
47,541,177

  
62,097,970
57,622,440


The financial statements were approved and authorised for issue by the board and were signed on its behalf on 25 March 2026.

Richard Goodall
Director

As permitted by s408 Companies Act 2006, the company has not presented its own profit and loss account and related notes. 
Page 17

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY
FOR THE YEAR ENDED 30 SEPTEMBER 2025


Called up share capital
Share premium account
Capital redemption reserve
Profit and loss account
Total equity

£
£
£
£
£


At 1 October 2023
52
10,055,656
25,555
54,916,280
64,997,543



Profit for the year
-
-
-
329,590
329,590

Currency translation differences
-
-
-
(12,805)
(12,805)

Dividends
-
-
-
(927,200)
(927,200)



At 1 October 2024
52
10,055,656
25,555
54,305,865
64,387,128



Profit for the year
-
-
-
8,915,101
8,915,101

Currency translation differences
-
-
-
234,170
234,170

Dividends
-
-
-
(5,000,000)
(5,000,000)


At 30 September 2025
52
10,055,656
25,555
58,455,136
68,536,399


Page 18

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

COMPANY STATEMENT OF CHANGES IN EQUITY
FOR THE YEAR ENDED 30 SEPTEMBER 2025


Called up share capital
Share premium account
Capital redemption reserve
Profit and loss account
Total equity

£
£
£
£
£


At 1 October 2023
52
10,055,656
25,555
45,788,136
55,869,399



Profit for the year
-
-
-
2,680,241
2,680,241

Dividends
-
-
-
(927,200)
(927,200)



At 1 October 2024
52
10,055,656
25,555
47,541,177
57,622,440



Profit for the year
-
-
-
9,475,530
9,475,530

Dividends
-
-
-
(5,000,000)
(5,000,000)


At 30 September 2025
52
10,055,656
25,555
52,016,707
62,097,970


Page 19

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

CONSOLIDATED STATEMENT OF CASH FLOWS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2025
2024
£
£

Cash flows from operating activities

Profit for the financial year
8,915,101
329,590

Adjustments for:

Amortisation of intangible assets
10,750
29,175

Depreciation of tangible assets
623,705
695,890

Investment income
(1,734,547)
(1,999,529)

Taxation charge
(74,573)
(517,627)

(Increase) in debtors
(23,183,773)
(33,963,894)

Increase in creditors
25,676,248
37,910,556

Net fair value (gains) recognised in P&L
(10,842,477)
(1,796,197)

Share of results of associates
529,210
(569,722)

Corporation tax received
1,179,104
84,152

Net cash generated from operating activities

1,098,748
202,394


Cash flows from investing activities

Purchase of tangible fixed assets
(61,164)
(147,442)

Purchase of investments
(1,146,240)
(1,431,750)

Proceeds from disposal of investments
6,035,111
1,032,610

Purchase of associates
(2,079,692)
(2,382,036)

Interest received
1,618,893
1,887,414

Dividends received
115,654
112,115

Net cash from investing activities

4,482,562
(929,089)

Cash flows from financing activities

Dividends paid
(5,000,000)
(927,200)

Net cash used in financing activities
(5,000,000)
(927,200)

Net increase/(decrease) in cash and cash equivalents
581,310
(1,653,895)

Cash and cash equivalents at beginning of year
39,005,841
40,672,541

Foreign exchange gains and losses
(234,170)
(12,805)

Cash and cash equivalents at the end of year
39,352,981
39,005,841


Cash and cash equivalents at the end of year comprise:

Cash at bank and in hand
39,352,981
39,005,841

39,352,981
39,005,841


Page 20

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 

CONSOLIDATED ANALYSIS OF NET DEBT
FOR THE YEAR ENDED 30 SEPTEMBER 2025





At 1 October 2024
Cash flows
Other non-cash changes
At 30 September 2025
£

£

£

£

Cash at bank and in hand

39,005,841

581,310

(234,170)

39,352,981


39,005,841
581,310
(234,170)
39,352,981

Page 21

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

1.


General information

Marlborough Group Holdings Limited ("the company") is a private limited company domicilled and incorporated in England and Wales. The registered office is Marlborough House, 59 Chorley New Road, Bolton, BL1 4QP.

The group consists of Marlborough Group Holdings Limited and all of its subsidiaries.

2.Accounting policies

 
2.1

Basis of preparation of financial statements

The financial statements have been prepared under the historical cost convention unless otherwise specified within these accounting policies and in accordance with Financial Reporting Standard 102, the Financial Reporting Standard applicable in the UK and the Republic of Ireland and the Companies Act 2006.

The Company has taken advantage of the exemption allowed under section 408 of the Companies Act 2006 and has not presented its own Statement of comprehensive income in these financial statements.

This company is a qualifying entity for the purposes of FRS 102, being a member of a group where the parent of that group prepares publicly available consolidated financial statements, including this company, which are intended to give a true and fair view of the assets, liabilities, financial position and profit or loss of the group. The company has therefore taken advantage of exemptions from the following disclosure requirements:

Section 7 'Statement of Cash Flows' - Presentation of a statement of cash flow and related notes and disclosures;
Section 11 'Basic Financial Instruments' and Section 12 'Other Financial Instrument Issues' - Carrying amounts, interest income/expense and net gains/losses for each category of financial instrument; basis of determining fair value; details of collateral, loan defaults or breaches, details of hedges, hedging fair value changes recognised in profit or loss and in other comprehensive income;
Section 33 'Related Party Disclosures' - Compensation for key management personnel.

Marlborough Group Holdings Limited is a subsidiary of UFC Fund Management Plc and the results of Marlborough Group Holdings Limited are included in the consolidated financial statements for UFC Fund Management Plc which are available from Companies House, Crown Way, Cardiff.

The following principal accounting policies have been applied:

Page 22

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)

 
2.2

Basis of consolidation

The consolidated financial statements present the results of the Company and its own subsidiaries ("the Group") as if they form a single entity. Intercompany transactions and balances between group companies are therefore eliminated in full.

The consolidated financial statements incorporate the results of business combinations using the purchase method. In the Balance sheet, the acquiree's identifiable assets, liabilities and contingent liabilities are initially recognised at their fair values at the acquisition date. The results of acquired operations are included in the Consolidated statement of comprehensive income from the date on which control is obtained. They are deconsolidated from the date control ceases.

Entities in which the group has a participating interest and over whose operating and financial policies the group exercises a significant influence, are treated as associates.

 
2.3

Going concern

At the time of approving the financial statements, the directors have reasonable expectation that the group and company have adequate resources to continue in operational existance for the foreseeable future. Thus the directors continue to adopt the going concern basis in preparing the financial statements.

 
2.4

Foreign currency translation

Functional and presentation currency

The Company's functional and presentational currency is GBP. Monetary amounts in these financial statements are rounded to the nearest £.

Transactions and balances

Foreign currency transactions are translated into the functional currency using the spot exchange rates at the dates of the transactions.

At each period end foreign currency monetary items are translated using the closing rate. Non-monetary items measured at historical cost are translated using the exchange rate at the date of the transaction and non-monetary items measured at fair value are measured using the exchange rate when fair value was determined.

On consolidation, the results of overseas operations are translated into Sterling at rates approximating to those ruling when the transactions took place. All assets and liabilities of overseas operations are translated at the rate ruling at the reporting date. Exchange differences arising on translating the opening net assets at opening rate and the results of overseas operations at actual rate are recognised in other comprehensive income.

Page 23

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)

 
2.5

Revenue

Revenue is recognised at the fair value of the consideration derived from the provision of management fees and from the servicing of transactions in the funds under management in the year. Revenue is recognised as the services are provided on a day to day basis. The group recognises revenue when the amount can be reliably measured; it is probable that future economic benefits will flow to the entity; and specific criteria have been met for each of the group's activities. 

Bank interest and dividends are also included on an accruals basis.

 
2.6

Operating leases: the Group as lessee

Rentals paid under operating leases are charged to profit or loss on a straight-line basis over the lease term.

Benefits received and receivable as an incentive to sign an operating lease are recognised on a straight-line basis over the lease term, unless another systematic basis is representative of the time pattern of the lessee's benefit from the use of the leased asset.

  
2.7

Employee benefits

The costs of short-term employee benefits are recognised as a liability and an expense.

The cost of any unused holiday entitlement is recognised in the period in which the employee’s services are received.

  
2.8

Retirement benefits

Payments to defined contribution retirement benefit schemes are charged as an expense as they fall due.

Page 24

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)

 
2.9

Taxation

Tax is recognised in profit or loss except that a charge attributable to an item of income and expense recognised as other comprehensive income or to an item recognised directly in equity is also recognised in other comprehensive income or directly in equity respectively.

The current income tax charge is calculated on the basis of tax rates and laws that have been enacted or substantively enacted by the balance sheet date in the countries where the Company and the Group operate and generate income.

Deferred tax balances are recognised in respect of all timing differences that have originated but not reversed by the balance sheet date, except that:
The recognition of deferred tax assets is limited to the extent that it is probable that they will be recovered against the reversal of deferred tax liabilities or other future taxable profits; and
Any deferred tax balances are reversed if and when all conditions for retaining associated tax allowances have been met.

Deferred tax is calculated at the tax rates that are expected to apply in the period when the liability is settled or the asset is realised. Deferred tax is charged or credited in the profit or loss account, except when it relates to items charged or credited directly to equity, in which case the deferred tax is also dealt with in equity. Deferred tax assets and liabilities are offset if, and only if, there is a legally enforceable right to offset current tax assets and liabilities and the deferred tax assets and liabilities relate to taxes levied by the same tax authority.


  
2.10

Intangible fixed assets - goodwill

Goodwill represents the excess of the cost of acquisition of a business over the fair value of net assets acquired. It is initially recognised as an asset at cost and is subsequently measured at cost less accumulated amortisation and accumulated impairment losses. Goodwill is considered to have a finite useful life and is amortised on a systematic basis over its expected life, which is five years.

For the purposes of impairment testing, goodwill is allocated to the cash-generating units expected to benefit from the acquisition. Cash-generating units to which goodwill has been allocated are tested for impairment at least annually, or more frequently when there is an indication that the unit may be impaired. If the recoverable amount of the cash-generating unit is less than the carrying amount of the unit, the impairment loss is allocated first to reduce the carrying amount of any goodwill allocated to the unit and then to the other assets of the unit pro-rata on the basis of the carrying amount of each asset in the unit.

 
2.11

Intangible assets other than goodwill

Intangible assets are initially recognised at cost. After recognition, under the cost model, intangible assets are measured at cost less any accumulated amortisation and any accumulated impairment losses.

Amortisation is recognised so as to write off the cost or valuation of assets less their residual revalues over their useful lives. 

 Amortisation is provided on the following bases:

Intellectual property rights
-
20%
per annum

Page 25

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)

 
2.12

Tangible fixed assets

Tangible fixed assets under the cost model are stated at historical cost less accumulated depreciation and any accumulated impairment losses. Historical cost includes expenditure that is directly attributable to bringing the asset to the location and condition necessary for it to be capable of operating in the manner intended by management.

Depreciation is charged so as to allocate the cost of assets less their residual value over their estimated useful lives.

Depreciation is provided on the following basis:

Leasehold improvements
-
10%
straight line
Fixtures and fittings
-
25%
straight line or reducing balance

The assets' residual values, useful lives and depreciation methods are reviewed, and adjusted prospectively if appropriate, or if there is an indication of a significant change since the last reporting date.

Gains and losses on disposals are determined by comparing the proceeds with the carrying amount and are recognised in profit or loss.

Page 26

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)

 
2.13

Fixed asset investments

Investments in subsidiaries are measured at cost less accumulated impairment.

Investments in listed company shares are remeasured to market value at each balance sheet date. Gains and losses on remeasurement are recognised in profit or loss for the period.

A subsidiary is an entity controlled by the group. Control is the power to govern the financial and operating policies of the entity so as to obtain benefits from its activities. 

An entity is treated as an associated undertaking where the Group exercises significant influence in that it has the power to participate in the operating and financial policy decisions.

In the consolidated accounts, interests in associated undertakings are accounted for using the equity method of accounting. Under this method an equity investment is initially recognised at the transaction price (including transaction costs) and is subsequently adjusted to reflect the investors share of the profit or loss, other comprehensive income and equity of the associate. The Consolidated statement of comprehensive income includes the Group's share of the operating results, interest, pre-tax results and attributable taxation of such undertakings applying accounting policies consistent with those of the Group. In the Consolidated balance sheet, the interests in associated undertakings are shown as the Group's share of the identifiable net assets, including any unamortised premium paid on acquisition.

Any premium on acquisition is dealt with in accordance with the goodwill policy.

 
2.14

Cash and cash equivalents

Cash at bank and in hand are basic financial assets and include cash in hand and deposits held at call with banks.

 
2.15

Financial instruments

The Group has elected to apply the provisions of Section 11 “Basic Financial Instruments” of FRS 102 to all of its financial instruments.

Financial instruments are recognised in the Group's Balance sheet when the Group becomes party to the contractual provisions of the instrument.

Financial assets and liabilities are offset, with the net amounts presented in the financial statements, when there is a legally enforceable right to set off the recognised amounts and there is an intention to settle on a net basis or to realise the asset and settle the liability simultaneously.

Basic financial assets

Basic financial assets, which include debtors and cash and bank balances, are initially measured at their transaction price (adjusted for transaction costs except in the initial measurement of financial assets that are subsequently measured at fair value through profit and loss) and are subsequently carried at their amortised cost using the effective interest method, less any provision for impairment, unless the arrangement constitutes a financing transaction, where the transaction is measured at the present value of the future receipts discounted at a market rate of interest. Financial assets classified as receivable within one year are not amortised.
Page 27

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)


2.15
Financial instruments (continued)

Discounting is omitted where the effect of discounting is immaterial. The Group's cash and cash equivalents, trade and most other debtors due with the operating cycle fall into this category of financial instruments.

Other financial assets

Other financial assets, which includes investments in equity instruments which are not classified as subsidiaries, associates or joint ventures, are initially measured at fair value, which is normally the recognised transaction price. Such assets are subsequently measured at fair value with the changes in fair value being recognised in the profit or loss. Where other financial assets are not publicly traded, hence their fair value cannot be measured reliably, they are measured at cost less impairment.

Impairment of financial assets

At the end of each reporting period financial assets measured at amortised cost are assessed for objective evidence of impairment. If an asset is impaired the impairment loss is the difference between the carrying amount and the present value of the estimated cash flows discounted at the asset’s original effective interest rate. The impairment loss is recognised in profit or loss. 

Financial assets are impaired when events, subsequent to their initial recognition, indicate the estimated future cash flows derived from the financial asset(s) have been adversely impacted. The impairment loss will be the difference between the current carrying amount and the present value of the future cash flows at the asset(s) original effective interest rate.

If there is a favourable change in relation to the events surrounding the impairment loss then the impairment can be reviewed for possible reversal. The reversal will not cause the current carrying amount to exceed the original carrying amount had the impairment not been recognised. The impairment reversal is recognised in the profit or loss.

Basic financial liabilities

Financial liabilities and equity instruments are classified according to the substance of the contractual arrangements entered into. An equity instrument is any contract that evidences a residual interest in the assets of the Group after the deduction of all its liabilities.

Basic financial liabilities, which include creditors and loans due to fellow group companies are initially measured at their transaction price (adjusting for transaction costs except in the initial measurement of financial liabilities that are subsequently measured at fair value through profit and loss). When this constitutes a financing transaction, whereby the debt instrument is measured at the present value of the future payments discounted at a market rate of interest, discounting is omitted where the effect of discounting is immaterial. Financial liabilities classified as payable within one year are not amortised.

Debt instruments are subsequently carried at their amortised cost using the effective interest rate method.

Trade creditors are obligations to pay for goods and services that have been acquired in the ordinary course of business from suppliers. Trade creditors are classified as current liabilities if the payment is due within one year. If not, they represent non-current liabilities. Trade creditors are initially recognised at their transaction price and subsequently are measured at amortised cost using the effective interest method. Discounting is omitted where the effect of discounting is immaterial.

Page 28

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

2.Accounting policies (continued)


2.15
Financial instruments (continued)

Derecognition of financial assets

Financial assets are derecognised when their contractual right to future cash flow expire, or are settled, or when the Group transfers the asset and substantially all the risks and rewards of ownership to another party. If significant risks and rewards of ownership are retained after the transfer to another party, then the Group will continue to recognise the value of the portion of the risks and rewards retained.

Derecognition of financial liabilities

Financial liabilities are derecognised when the Group's contractual obligations expire or are discharged or cancelled.

  
2.16

Equity instruments

Equity instruments issued by the group are recorded at the proceeds received, net of transaction costs. Dividends payable on equity instruments are recognised as liabilities once they are no longer at the discretion of the group.


3.


Judgements in applying accounting policies and key sources of estimation uncertainty

In the application of group's accounting policies, the directors are required to make judgements, estimates and assumptions about the carrying amount of assets and liabilties that are not readily apparent from other sources. The estimates and associated assumptions are based on historical experience and other factors that are considered to be relevant. Actual results may differ from these estimates.

The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised where the revision affcts only that period, or in the period of the revision and future periods where the revision affects both current and future periods.

Page 29

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

4.


Turnover

An analysis of turnover by class of business is as follows:


2025
2024
£
£

Management of Collective Investment Schemes
106,777,404
94,270,648

Fees and administrative services
6,057,537
4,681,093

112,834,941
98,951,741


Analysis of turnover by country of destination:

2025
2024
£
£

United Kingdom
110,879,799
96,323,269

Rest of world
1,955,142
2,628,472

112,834,941
98,951,741



5.


Operating loss

The operating loss is stated after charging:

2025
2024
£
£

Depreciation of tangible assets
623,705
695,890

Amortisation of intangible assets
10,750
29,175

Operating lease charges
572,143
778,167

Page 30

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

6.


Auditors' remuneration

During the year, the Group obtained the following services from the Company's auditors and their associates:


2025
2024
£
£

Fees payable to the Company's auditors and their associates for the audit of the consolidated and Parent Company's financial statements
14,500
12,655

Fees payable to the Company's auditors and their associates in respect of:

The auditing of accounts of associates of the Company
24,710
30,448

Fees payable to the Company's auditors and their associates in connection with the non audit services in respect of:

Other assurance service
-
1,200

All other non-audit services
5,550
5,420


7.


Employees

Staff costs were as follows:


Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£


Wages and salaries
13,190,540
12,222,856
4,411,728
2,465,077

Social security costs
1,388,060
1,405,137
145,664
177,789

Cost of defined contribution scheme
696,650
965,155
-
108,038

15,275,250
14,593,148
4,557,392
2,750,904


The average monthly number of employees, including the directors, during the year was as follows:



Group
Group
Company
Company
        2025
        2024
        2025
        2024
            No.
            No.
            No.
            No.









Office and management
165
221
157
213

Page 31

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

8.


Directors' remuneration

2025
2024
£
£

Directors' emoluments
1,225,935
1,051,186

Group contributions to defined contribution pension schemes
73,725
38,009

1,299,660
1,089,195


During the year retirement benefits were accruing to 4 directors (2024 - 3) in respect of defined contribution pension schemes.

Remuneration disclosed above includes the following amounts paid to the highest paid director:


2025
2024
£
£



Remuneration for qualifying services
485,741
384,905


9.


Interest receivable and similar income

2025
2024
£
£


Dividends received
115,654
112,115

Interest on bank deposits
1,618,893
1,887,414

1,734,547
1,999,529

Page 32

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

10.


Taxation


2025
2024
£
£

Corporation tax


Current tax on profits for the year
161,312
50,310

Adjustments in respect of previous periods
(235,885)
(401,838)


(74,573)
(351,528)


Total current tax
(74,573)
(351,528)

Deferred tax


Origination and reversal of timing differences
-
(166,099)

Total deferred tax
-
(166,099)


Tax on profit/(loss)
(74,573)
(517,627)
Page 33

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025
 
10.Taxation (continued)


Factors affecting tax charge for the year

The tax assessed for the year is the same as (2024 - the same as) the standard rate of corporation tax in the UK of 25% (2024 - 25%) as set out below:

2025
2024
£
£


Profit/(loss) on ordinary activities before tax
8,840,528
(188,037)


Profit/(loss) on ordinary activities multiplied by standard rate of corporation tax in the UK of 25% (2024 - 25%)
2,210,132
(47,009)

Effects of:


Tax effect of expenses that are not deductible in determining taxable profit
45,351
66,069

Capital allowances for year in excess of depreciation
125,925
(28,966)

Tax effect of utilisation of tax losses not previously recognised
-
(217,713)

Effect of overseas tax rates
75,478
135,096

Under/(over) provided in prior years
(163,785)
(436,059)

Under/(over) provided in current year
(35,569)
100,352

Other permanent differences
(17,049)
3,233

Tax effect of income not taxable in determining profit
(199,755)
(164,936)

Capital gain on disposal of investments
48,242
13,452

Gains not chargeable
(2,732,378)
(478,629)

Unrelieved tax losses carried forward
545,267
515,909

Group relief
23,568
21,574

Total tax charge for the year
(74,573)
(517,627)

Page 34

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

11.


Intangible assets

Group





Intellectual property rights
Goodwill
Negative goodwill
Total

£
£
£
£



Cost


At 1 October 2024
62,500
3,262,234
(936,900)
2,387,834



At 30 September 2025

62,500
3,262,234
(936,900)
2,387,834



Amortisation


At 1 October 2024
42,750
3,262,234
(936,900)
2,368,084


Charge for the year on owned assets
10,750
-
-
10,750



At 30 September 2025

53,500
3,262,234
(936,900)
2,378,834



Net book value



At 30 September 2025
9,000
-
-
9,000



At 30 September 2024
19,750
-
-
19,750



Page 35

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025
 
           11.Intangible assets (continued)

Company




Intellectual property rights

£



Cost


At 1 October 2024
62,500



At 30 September 2025

62,500



Amortisation


At 1 October 2024
42,750


Charge for the year
10,750



At 30 September 2025

53,500



Net book value



At 30 September 2025
9,000



At 30 September 2024
19,750

Page 36

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

12.


Tangible fixed assets

Group and Company



Leasehold improvements
Fixtures, fittings & equipment
Total

£
£
£



Cost or valuation


At 1 October 2024
3,600,512
1,823,247
5,423,759


Additions
2,400
58,764
61,164



At 30 September 2025

3,602,912
1,882,011
5,484,923



Depreciation


At 1 October 2024
967,492
1,303,907
2,271,399


Charge for the year on owned assets
341,980
281,725
623,705



At 30 September 2025

1,309,472
1,585,632
2,895,104



Net book value



At 30 September 2025
2,293,440
296,379
2,589,819



At 30 September 2024
2,633,020
519,340
3,152,360


13.


Fixed asset investments

Group





Investments in associates
Listed investments
Unlisted investments
Total

£
£
£
£



Cost or valuation


At 1 October 2024
11,793,872
1,069,987
3,656,843
16,520,702


Additions
2,079,692
-
81,385
2,161,077


Disposals
(3,993,783)
(632,995)
-
(4,626,778)


Revaluations
-
569,106
(6,750)
562,356


Share of profit/(loss)
(529,210)
-
-
(529,210)



At 30 September 2025
9,350,571
1,006,098
3,731,478
14,088,147




Page 37

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025
Company





Investments in subsidiary companies
Investments in associates
Listed investments
Unlisted investments
Total

£
£
£
£
£



Cost or valuation


At 1 October 2024
16,862,015
11,224,150
436,992
3,569,071
32,092,228


Additions
-
2,079,692
-
81,385
2,161,077


Disposals
(2,400,000)
(3,993,783)
-
-
(6,393,783)


Revaluations
-
-
569,106
(6,750)
562,356



At 30 September 2025
14,462,015
9,310,059
1,006,098
3,643,706
28,421,878





2025
2024
£
£

Fair value hierarchy for investments
Group
Valuation technique


Level 1
1,006,098
1,069,987

Level 2
87,772
87,772

Level 3
3,643,706
3,569,071

4,737,576
4,726,830

Fair value of financial assets carried at amortised cost

The intention of a fair value measurement is to estimate the price at which an asset could be exchanged in the market conditions prevailing at the measurement date. The measurement assumes the exchange is an orderly transaction (that is, it is not a forced transaction, involuntary liquidation or distress sale) between knowledgeable, willing participants on an independent basis.

The purpose of the fair value hierarchy is to prioritise the inputs that should be used to measure the fair value of assets. The highest priority is given to quoted prices at which a transaction can be entered into and the lowest priority to unobservable inputs.

In accordance with FRS102 the group classifies fair value measurement under the following levels:-

Level 1 - The unadjusted quoted price in an active market for identical assets or liabilities that the entity can access at the measurement date.

Level 2 - Inputs other than quoted prices included within level 1 that are observable (i.e. developed using market data) for the asset or liability, either directly or indirectly.

Level 3 - Inputs are unobservable (i.e. for which market data is unavailable) for the asset or liability.

Page 38

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Direct subsidiary undertakings


The following were direct subsidiary undertakings of the Company:

Name

Registered office

Principal activity

Class of shares

Holding

Marlborough Fund Managers Ltd
See below
Non-trading
Ordinary
100%
Investment Fund Services Limited
See below
Provision of host ACD services in respect of collective investment schemes
Ordinary
100%
Marlborough International Management Limited
2nd Floor, Lefebvre Place, Lefebvre Street, St Peter Port
 Guernsey
Non-trading
Ordinary
100%
Marlborough Investment Management Limited
See below
Management of discretionary investment portfolios
Ordinary
100%
UFC Fund Management International Holdings Limited
Mill House, Millbrook, Naas, CO. Kildare
Intermediary group parent
Ordinary
100%
M F M Unit Trust Managers Limited
See below
Non-trading
Ordinary
100%
Philotas Limited
See below
Dormant
Ordinary
100%
MIM Discretionary FM Limited
See below
Dormant
Ordinary
100%
Marlborough Nominee Limited
See below
Dormant
Ordinary
100%
IFSL Platform Service Providers Limited
See below
Dormant
Ordinary
100%
IFSL Platform Services Limited
See below
Dormant
Ordinary
100%
Marlborough Asset Managers
Limited
See below
Dormant
Ordinary
100%

All subsidiaries above, other than those specifically detailed, have the registered office of Marlborough House, 59 Chorley New Road, Bolton.

Page 39

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Indirect subsidiary undertakings


The following were indirect subsidiary undertakings of the Company:

Name

Registered office

Principal activity

Class of shares

Holding

IFSL International Limited
Mill House, Millbrook, Naas, CO. Kildare
Non-trading
Ordinary
100%
Marlborough Investment Management (UK) Limited
See below
Dormant
Ordinary
100%
IFSL Professional Services Limited
See below
Dormant
Ordinary
100%

All subsidiaries above, other than those specifically detailed, have the registered office of Marlborough House, 59 Chorley New Road, Bolton.

In October 2024, Marlborough Select Platform Limited was sold to Graphene Holdco Limited. During the year to 30 September 2025, Marlborough Select Platform Limited contributed a loss after tax of £108,591 (2024: £728,203).

Page 40

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

Associates


The following were associates of the Company:


Name

Registered office

Principal activity

Class of shares

Holding

Adviser Services Group Holdings Limited
Redhouse Farm, Hoo Lane, Tewkesbury
Provision of investment management services
Ordinary A
21%
Truly Independent Ltd
Forsyth House, 93 George Street, Edinburgh
Provision of investment management services
Ordinary A
23%
Carrick International
33 Cybercity 72201, 2nd Floor Ebene House, Ebene, Mauritius
Provision of investment management services
Ordinary A
20%
Carrick Financial Services (PTY) Ltd
Carrick House, The Forum, North Bank Lane, Century City, Cape Town, 7441, South Africa
Provision of investment management services
Ordinary A
20%
BMP International Ltd
c/o BMP Wealth Limited, 21/F New World Tower 1. 16-18 Queens Road Central, Hong Kong
Provision of investment management services
Ordinary
27%
Chester Rose Ltd
53 Bartholomew Street, Newbury
Provision of investment management services
Ordinary E
22%
First Wealth (London) Limited
16 Great Queen Street, Covent Garden, London
Provision of financial planning and wealth management services
Ordinary B
21%

Investments in associates are accounted for using the equity method of accounting as detailed in the accounting policies.

During the year, a share for share exchange occured with the shares in Adviser Service Holdings Limited being exchanged for an equal holding in Adviser Service Group Holdings Limited, Rockhold Holdco Limited and Lync Holdco Limited. The holding in Rockhold Holdco Limited and Lync Holdco Limited were subsequently disposed of. 

Page 41

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

14.


Debtors

Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Due after more than one year

Other debtors
3,375,254
-
3,375,254
-

3,375,254
-
3,375,254
-


Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Due within one year

Trade debtors
9,764,058
9,348,627
35,467
-

Amounts owed by group undertakings
306,577
331,278
-
188,026

Other debtors
7,922,894
1,472,075
7,909,785
1,249,620

Prepayments and accrued income
2,367,694
3,213,529
768,127
1,194,193

Money due from deals
111,241,407
87,755,779
-
-

Tax recoverable
-
705,686
-
-

131,602,630
102,826,974
8,713,379
2,631,839



15.


Current asset investments

Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Unlisted investments
11,047,990
10,315,830
11,047,990
10,315,830

11,047,990
10,315,830
11,047,990
10,315,830



16.


Cash and cash equivalents

Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Cash at bank and in hand
39,352,981
39,005,841
16,645,592
14,509,862

39,352,981
39,005,841
16,645,592
14,509,862


Page 42

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

17.


Creditors: Amounts falling due within one year

Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Trade creditors
7,184,673
6,908,434
200,061
179,427

Amounts owed to group undertakings
4,032,014
-
6,919,440
3,895,247

Corporation tax
398,845
-
-
40,776

Other taxation and social security
378,987
359,520
377,343
357,581

Money due on deals
110,882,669
86,070,090
3,249
-

Accruals and deferred income
10,652,234
14,116,285
1,204,849
626,398

133,529,422
107,454,329
8,704,942
5,099,429



18.


Financial instruments

Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Carrying amount of financial assets

Debt instruments measured at amortised cost
171,656,594
137,582,349
27,966,098
15,759,482

Instruments measured at fair value through profit or loss
11,047,990
10,315,830
11,047,990
10,315,830


Carrying amount of financial liabilities

Measured at amortised cost
128,719,576
107,094,809
1,408,159
805,825


19.


Retirement benefit schemes

2025
2024
£
£

Defined contribution schemes


Charge to profit or loss in respect of defined contribution schemes
696,650
965,115

A defined contribution pension scheme is operated for all qualifying employees. The assets of the scheme are held separately from those of the group in an independently administered fund.

Page 43

 
MARLBOROUGH GROUP HOLDINGS LIMITED
 
 
 
NOTES TO THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 30 SEPTEMBER 2025

20.


Group and company share capital

2025
2024
£
£
Allotted, called up and fully paid



44,337 (2024 - 44,337) Ordinary shares of 0.100 p each
44
44
7,822 (2024 - 7,822) A Ordinary shares of 0.100 p each
8
8

52

52


All share types have attached full voting, dividend and capital distribution (including on winding up) rights; they do not confer any rights of redemption. 


21.


Commitments under operating leases

At 30 September 2025 the Group and the Company had future minimum lease payments due under non-cancellable operating leases for each of the following periods:


Group
Group
Company
Company
2025
2024
2025
2024
£
£
£
£

Not later than 1 year
303,700
303,700
152,000
152,000

Later than 1 year and not later than 5 years
215,333
519,033
215,333
367,333

519,033
822,733
367,333
519,333


22.


Related party transactions

The group has managed 100 (2024: 111) authorised collective investment schemes during the year and all of its management income of £106,777,404 (2024: £94,270,646) arises from these funds.

At the year end there was £9,188,884 (2024: £9,432,445) due from the funds. 

Land and buildings at Chorley New Road, Bolton are leased from the Marlborough Investment Management Retirement Benefit Scheme, a scheme set up for the benefit of the directors, for an annual rent of £308,700. There was no outstanding balance at the end of the current or prior year.

Land and buildings at Croxall, Lichfield are leased from a director for an annual rent of £70,000. There was no outstanding balance at the end of the current or prior year.


23.


Controlling party

UFC Fund Management Plc is the company's parent, and the ultimate parent company. The company is
registered in England and Wales, and its registration number is 03377314.

The company is included in the consolidated accounts of UFC Fund Management Plc. Its registered office is Marlborough House, 59 Chorley New Road, Bolton, BL1 4QP.

 
Page 44